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Woodrow Selvey Knight

LPl Financial LLC

San Antonio, TX

Fair Oaks Ranch, TX

CRD 2776320

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-29
  • TX RA
    APPROVED
    Since 2017-11-29

Branch Locations

17806 Ih 10 W Ste 300, San Antonio, TX 78257 • United States

Fair Oaks Ranch, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Boerne TX 01/2012 Present
Lpl Financial Llc San Antonio TX 11/2017 Present
  • 01/2012 → Present
    National Planning Corporation
    Boerne, TX
  • 11/2017 → Present
    San Antonio, TX
Previous Registrations
  • 2012-03-01 → 2017-11-29
    National Planning Corporation
    Glendale, AZ
    San Antonio, TX
  • 2005-10-28 → 2010-07-13
    Next Financial Group, Inc.
    San Antonio, TX
    San Antonio, TX
  • 2001-06-22 → 2005-11-25
    Cetera Advisors Llc
    San Antonio, TX
    Houston, TX
Other Businesses

1. 11/29/2017 - Woodrow Knight - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner/Insurance agent - Start Date 2010 - 4 Hours Per Month/0 Hours During Securities Trading - Fixed life. 2. 12/12/2017 - Selvey Knight Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/30/2017 - 40 Hours Per Month/40 During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-26
S63 Uniform Securities Agent State Law Examination 1996-09-18
  • S65 Uniform Investment Adviser Law Examination
    2017-06-26
  • S63 Uniform Securities Agent State Law Examination
    1996-09-18
Other Names
  • Selvey Knight

View on SEC IAPD

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