Mandisa Trader

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-05-06
WA	RA	APPROVED	2025-04-16

Branch Locations

2630 77Th Ave Se Ste 110, Mercer Island, WA 98040 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Tampa	FL	08/2015	02/2018
American Enterprise Investment Services Inc.	Minneapolis	MN	02/2018	03/2022
Ameriprise Financial Services, Llc	Boca Raton	FL	08/2024	02/2025
Citigroup	Tampa	FL	03/2022	08/2024
Ameriprise Financial Services, Llc	Mercer Island	WA	04/2025	Present
Unemployed	Ruskin	FL	03/2025	03/2025

08/2015 → 02/2018

Ameriprise Financial Services, Inc.

Tampa, FL
02/2018 → 03/2022

American Enterprise Investment Services Inc.

Minneapolis, MN
08/2024 → 02/2025

Ameriprise Financial Services, Llc

Boca Raton, FL
03/2022 → 08/2024

Citigroup

Tampa, FL
04/2025 → Present

Ameriprise Financial Services, Llc

Mercer Island, WA
03/2025 → 03/2025

Unemployed

Ruskin, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-22
S63	Uniform Securities Agent State Law Examination	2000-09-01