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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 08/2009 | 07/2018 |
| Janney Montgomery Scott Llc | Philadelphia | PA | 07/2018 | 01/2024 |
| Janney Montgomery Scott Llc | Philadelphia | PA | 01/2024 | Present |
Springhaven Country Club, Wallingford, PA. Committee Member (09/2010) - assess issues related to the condition of the golf course. Not investment related, not compensated, 3 hrs./month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-24 |
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