Daniel J Seal

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-02-15

PA RA
APPROVED

Since 2022-02-15

Branch Locations

842 Durham Rd Suite 300, Wrightstown, PA 18940 • United States

Strasburg, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Wrightstown	PA	04/1996	Present
Pfs Investmsents Inc.	Wrightstown	PA	04/2017	Present
Self Employed	Wallingford	PA	04/2007	07/2021

04/1996 → Present

Primerica Financial Services

Wrightstown, PA
04/2017 → Present

Pfs Investmsents Inc.

Wrightstown, PA
04/2007 → 07/2021

Self Employed

Wallingford, PA

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-12-10
S63	Uniform Securities Agent State Law Examination	2017-04-12

S65 Uniform Investment Adviser Law Examination

2021-12-10
S63 Uniform Securities Agent State Law Examination

2017-04-12

Other Names

Daniel Joseph Seal
Daniel J Seal

View on SEC IAPD