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Michele Ann Otto

Ubs Financial Services Inc.

Omaha, NE

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2006-08-12
  • NE RA
    APPROVED
    Since 2006-08-12

Branch Locations

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U. S. Bancorp Piper Jaffray Inc. Lincoln NE 06/1996 Present
Ubs Financial Services Inc. Lincoln NE 08/2006 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-14
S63 Uniform Securities Agent State Law Examination 2001-09-25
  • S66 Uniform Combined State Law Examination
    2004-04-14
  • S63 Uniform Securities Agent State Law Examination
    2001-09-25

View on SEC IAPD

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