Nghiep Hoang Nghiem

Employer firm

Robertson Investment Management CRD 115425

$534M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• REFERRALS TO THIRD-PARTY MONEY MANAGER PORTFOLIOS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 01/2024
  Meridian Circle Advisors
  Houston, TX
• 04/2016 → 02/2020
  Axiom Capital Management, Inc.
  New York, NY
• 03/2020 → 01/2025
  Sp Securities, Llc
  Houston, TX
• 06/2017 → 02/2020
  Ascendant Alternative Strategies
  New York, NY
• 02/2025 → Present
  Network 1 Financial Securities, Inc.
  Red Bank, NJ
• 03/2025 → Present
  Robertson Investment Management
  Houston, TX

Other Businesses

Robertson Investment Management. LLC, 919 Milam St., Ste. 550, Houston, TX 77002. Start date: 3/17/2025. Total hours/month devoted to OBA during normal trading hours: 16. Total hours/month devoted to OBA during NON-trading hours: 16. Investment-related. Position/Title: Managing Director. Nature of business: Investment Management. Duties: Financial Advisor, Investment Advisor Representative - Business Development. Robertson GP, LLC, 919 Miliam St., Ste. 550, Houston, TX 77002. Start date: 2/1/2025. Total hours/month devoted to OBA during normal trading hours: 5. Total hours/month devoted to OBA during NON-trading hours: 5. Investment-related. Position/Title: Managing Director. Nature of business: Corporate finance, M&A advisory. Duties: Client M&A and strategic advisory.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-07-14
• S63 Uniform Securities Agent State Law Examination
  2010-03-24

Other Names

• John Nghiem
• Nghiep Hoang Nghiem
• Nghiep Hoang Ngheim