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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-28
LA RA APPROVED 2007-07-23
  • TX RA
    APPROVED
    Since 2008-01-28
  • LA RA
    APPROVED
    Since 2007-07-23

Branch Locations

3501 N Causeway Blvd. Ste. 420, Metairie, LA 70002 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc Fairfield IA 07/2007 Present
Cambridge Investment Research, Inc Fairfield IA 07/2007 Present
Other Businesses

1) ROLAND DOUBLEDAY, 3501 N CAUSEWAY BLVD, STE 520, METARIE, LA, 01/2012, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 6 HR/MO, 0 HR/MO TRADING. 2) DOUBLEDAY FINANCIAL GROUP INC, 3501 N CAUSEWAY BLVD, STE 520, METAIRIE, LA, 01/2016, OWNER/PRESIDENT, DBA. INV REL, 10 HR/MO, 0 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 240 HR/MO, 132 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) ASSISTED OUTPATIENT TREATMENT OF NEW ORLEANS, INC, 421 Loyola Av, New Orleans LA 70112, United States, 06/15/2024, Vice President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-20
S65 Uniform Investment Adviser Law Examination 1996-09-20
  • S63 Uniform Securities Agent State Law Examination
    1996-09-20
  • S65 Uniform Investment Adviser Law Examination
    1996-09-20
Designations
Other Names
  • Roland Doubleday

View on SEC IAPD

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