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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-09-06 |
| TX | RA | APPROVED_RES | 2016-09-06 |
Branch Locations
100 North Main Street Suite 2400, Winston-Salem, NC 27101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | Winston-Salem | NC | 07/2011 | 09/2016 |
| Raymond James & Associates, Inc. | Winston-Salem | NC | 09/2016 | Present |
WINSTON SALEM FOUNDATION - 860 WEST FIFTH STREET - WINSTON SALEM, NC 27101 - 01/01/2010 CHARTIBLE FOR PROFIT - SERVES ON THE ADVISORY BOARD AND SUB COMMITTEE - 5 HOURS QUARTERLY - NO COMP -
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-27 |
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