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Paul Bernard Warmerdam

Raymond James Financial Services Advisors, Inc

Truckee, CA

CRD 2775798

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-01-02
  • CA RA
    APPROVED
    Since 2009-01-02

Branch Locations

11025 Pioneer Trail Suite 224, Truckee, CA 96161 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Truckee CA 08/2005 Present
Raymond James Financial Services Advisors, Inc Truckee CA 01/2009 Present
Truckee Donner Public Utility District Truckee CA 08/2014 12/2018
Previous Registrations
  • 2002-09-05 → 2005-08-29
    Morgan Stanley Dw Inc.
    Reno, NV
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-26
S65 Uniform Investment Adviser Law Examination 1996-09-26
  • S63 Uniform Securities Agent State Law Examination
    1996-09-26
  • S65 Uniform Investment Adviser Law Examination
    1996-09-26

View on SEC IAPD

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