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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-12-11 |
| TX | RA | APPROVED_RES | 2025-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 05/2018 | 09/2019 |
| Unemployed | Seattle | WA | 07/2016 | 04/2018 |
| Edward Jones | St.LOuis | MO | 09/2019 | 11/2025 |
| Wells Fargo Na | Scottsdale | AZ | 05/2018 | 09/2019 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 11/2025 | Present |
| J.P. Morgan Securities Llc | Tempe | AZ | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-28 |
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