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Current Employers
Usaa Investment Services Company

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-08
  • TX RA
    APPROVED
    Since 2018-01-08

Branch Locations

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • UNITED STATES

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc San Antonio TX 04/2007 06/2020
Usaa Financial Planning Services San Antonio TX 04/2007 12/2020
Usaa Investment Management Company San Antonio TX 01/2018 Present
Usaa Life Insurance Company San Antonio TX 12/2020 Present
  • 04/2007 → 06/2020
    Usaa Financial Advisors Inc
    San Antonio, TX
  • 04/2007 → 12/2020
    Usaa Financial Planning Services
    San Antonio, TX
  • 01/2018 → Present
    Usaa Investment Management Company
    San Antonio, TX
  • 12/2020 → Present
    Usaa Life Insurance Company
    San Antonio, TX
Previous Registrations
  • 2007-05-11 → 2018-01-08
    Usaa Financial Planning Services
    San Antonio, TX
  • 2007-03-30 → 2007-12-31
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-29
S63 Uniform Securities Agent State Law Examination 2004-10-08
  • S65 Uniform Investment Adviser Law Examination
    2007-03-29
  • S63 Uniform Securities Agent State Law Examination
    2004-10-08

View on SEC IAPD

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