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Barbara Anne Lutke

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pinehurst, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-02-16
NC RA APPROVED 2002-08-15
  • TX RA
    APPROVED_RES
    Since 2011-02-16
  • NC RA
    APPROVED
    Since 2002-08-15

Branch Locations

110A Applecross Rd, Pinehurst, NC 28374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pinehurst NC 01/1998 Present
Bank Of America, Na Pinehurst NC 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-12
S65 Uniform Investment Adviser Law Examination 1996-12-11
S63 Uniform Securities Agent State Law Examination 1996-09-24
  • S66 Uniform Combined State Law Examination
    2002-08-12
  • S65 Uniform Investment Adviser Law Examination
    1996-12-11
  • S63 Uniform Securities Agent State Law Examination
    1996-09-24
Other Names
  • Barbara A Cermack

View on SEC IAPD

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ROBERT JAY WAGLER
MARK ALAN BARE
Gregory Robert Grimshaw
Troy Puchalski
Kevin M Ley
THOMAS PATRICK WALTERS

Other Offices

RELIANT INVESTMENT PARTNERS, LLC · PINEHURST, NC
GOLDEN PINE ADVISORY, LLC · PINEHURST, NC
EDWARD JONES · PINEHURST, NC
LEVEL FOUR ADVISORY SERVICES · PINEHURST, NC
WELLS FARGO CLEARING SERVICES, LLC · PINEHURST, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · West End, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · PINEHURST, NC
TRUIST ADVISORY SERVICES, INC. · PINEHURST, NC

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