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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-08-28 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Agawam, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | West Hartford | CT | 09/2012 | 07/2020 |
| Wells Fargo Clearing Services, Llc | West Hartford | CT | 11/2016 | 12/2019 |
| Mass Mutual | Springfield | MA | 08/2020 | Present |
| Mml Investors Services, Llc | Springfield | MA | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-15 |
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