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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-10-24
  • NJ RA
    APPROVED
    Since 2005-10-24

Branch Locations

1 Bethany Road Suite 80, Hazlet, NJ 07730 • United States

Colts Neck, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael Serrapica Cpa, Pllc Brooklyn NY 04/1991 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2005 Present
  • 04/1991 → Present
    Michael Serrapica Cpa, Pllc
    Brooklyn, NY
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2005 → Present
    Schaumburg, IL
Previous Registrations
  • 2003-10-06 → 2005-10-24
    C.J.M. Asset Management, Llc
    Pompton Lakes, NJ
Other Businesses

1)MICHAEL SERRAPICA CPA PLLC; 2)NOT INVESTMENT RELATED; 3)CPA FIRM; 4)MEMBER-PRINCIPAL; 5)SD:5/91; 6)CPA; 7)100 HR WORK WEEK; 8)YES/NONE.102 CARLSBAD COURT, HOLMDEL, NJ 07733 PREPARATION OF BOOKS AND RECORDS, CORPORATE, PARTNERSHIP AND INDIVIDUAL TAX RETURNS - MEMBER, PRINCIPAL - 35 HOURS PER WEEK PAYROLL EXPRESS SERVICES, LLC - PAYROLL SERVICE - 873 MANOR ROAD, 1ST FLOOR, NEW YORK 10314 - PAYROLL PROCESSING SERVICE - 1 HOUR PER WEEK RENTAL PROPERTIES - 102 CARLBAD COURT, HOLMDEL, NJ 07733 - OWN INVESTMENT PROPERTIES, RESIDENTIAL AND COMMERICAL AND COLLECT RENTAL INCOME - MEMBER/OWNER - 1 HOUR PER WEEK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-27
S63 Uniform Securities Agent State Law Examination 2000-06-21
  • S65 Uniform Investment Adviser Law Examination
    2003-08-27
  • S63 Uniform Securities Agent State Law Examination
    2000-06-21

View on SEC IAPD

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