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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-23 |
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2019-10-24 |
Branch Locations
15 Schoen Place, Pittsford, NY 14534 • United States
Estero, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | NY | 11/2009 | 10/2019 |
| Lpl Financial Llc | Pittsford | NY | 10/2019 | Present |
1)09/20/2019 - Canal View Financial Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 2013 2)09/20/2019 - Rollerkoaster Aviation LLC - Business Entity for Tax-Investment Purposes - inv rel - at reported business location(s) - start: 2018 - 2 hr/mth 3)09/20/2019 - Oaster & Associates - Business Entity for Tax-Investment Purposes - inv rel - at reported business location(s) - start: 2010 - 8 hr/mth 4)09/20/2019 - Notary - non-inv rel - State of NY - start: 2015 5) 08/24/2021 - Specific Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 08/16/2021 - 5 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-17 |
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