Thomas Forsythe Taylor

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1995 → Present
  Taylor Business Services
  Joplin, MO
• 07/2005 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2006 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2025 → Present
  Fire & Smoke Society Llc
  Joplin, MO

Other Businesses

1) THOMAS TAYLOR, CPA, LLC D/B/A TAYLOR BUSINESS SERVICES; INV REL; JOPLIN, MO; PRESIDENT; CPA TAX PRACTICE AND INSURANCE AGENT; SINCE 1996; 40 HRS/WK: 2) RECEIVE RENEWALS/TRAILS FOR HEALTH INSURANCE SALES: 3) NAME OF OTHER BUSINESS: FIRE & SMOKE SOCIETY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING AND TAX SERVICE; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: CFO; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: CFO DUTIES, ACCOUNTING AND TAX SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-07
• S63 Uniform Securities Agent State Law Examination
  1996-08-02

Other Names

• Tom Taylor
• Thomas F Taylor