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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2006-11-08
  • MO RA
    APPROVED
    Since 2006-11-08

Branch Locations

2660 E 32Nd St Ste 104, Joplin, MO 64804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taylor Business Services Joplin MO 06/1995 Present
Cetera Financial Specialists Llc Schaumburg IL 07/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2006 Present
Fire & Smoke Society Llc Joplin MO 06/2025 Present
  • 06/1995 → Present
    Taylor Business Services
    Joplin, MO
  • 07/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2006 → Present
    Schaumburg, IL
  • 06/2025 → Present
    Fire & Smoke Society Llc
    Joplin, MO
Other Businesses

1) THOMAS TAYLOR, CPA, LLC D/B/A TAYLOR BUSINESS SERVICES; INV REL; JOPLIN, MO; PRESIDENT; CPA TAX PRACTICE AND INSURANCE AGENT; SINCE 1996; 40 HRS/WK: 2) RECEIVE RENEWALS/TRAILS FOR HEALTH INSURANCE SALES: 3) NAME OF OTHER BUSINESS: FIRE & SMOKE SOCIETY LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING AND TAX SERVICE; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: CFO; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: CFO DUTIES, ACCOUNTING AND TAX SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-07
S63 Uniform Securities Agent State Law Examination 1996-08-02
  • S65 Uniform Investment Adviser Law Examination
    2006-11-07
  • S63 Uniform Securities Agent State Law Examination
    1996-08-02
Other Names
  • Tom Taylor
  • Thomas F Taylor

View on SEC IAPD

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