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Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-18
  • TX RA
    APPROVED
    Since 2023-08-18

Branch Locations

3500 Embassy Parkway, Akron, OH 44333 • United States

200 Corcord Plaza, Suite 290, San Antonio, TX 78216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mastrapasqua Asset Management San Antonio TX 12/2011 Present
Sequoia Financial Group San Antonio TX 08/2023 Present
  • 12/2011 → Present
    Mastrapasqua Asset Management
    San Antonio, TX
  • 08/2023 → Present
    Sequoia Financial Group
    San Antonio, TX
Previous Registrations
  • 2011-12-19 → 2023-12-07
    M Capital Advisors
    Nashville, TN
    San Antonio, TX
  • 2006-07-11 → 2011-12-19
    Mastrapasqua Asset Management
    San Antonio, TX
Other Businesses

Claude is the Portfolio Manager at M Capital Advisors in San Antionio, TX and spends approximately 40 hours per week in this role. He has worked at M Capital since 2012.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-09-25
  • S63 Uniform Securities Agent State Law Examination
    1996-09-25
Designations
Other Names
  • Claude Koontz

View on SEC IAPD

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