Steven Michael Richardson

Current Employers

Employment History

• 02/2020 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 09/1998 → 02/2020
  First Allied Securities, Inc.
  San Diego, CA
• 01/1987 → Present
  Richardson & Company, P.C. Cpa
  Medway, MA

Other Businesses

(1) RICHARDSON & CO; NON-INVESTMENT RELATED; 165 VILLAGE STREET MEDWAY, MA 02053; CPA PRACTICE; CERTIFIED PUBLIC ACCOUNTANT MANAGING SHAREHOLDER; 01/01/1987; 120 HOURS A MONTH DEVOTES; APPROXIMATELY 100 HOURS PER MONTH OR LESS DEVOTED DURING SECURITIES TRADING HOUR; PRESIDENT, DIRECTOR, RUN DAY TO DAY OPERATIONS. (2) JR INSURANCE BROKERAGE; NON-INVESTMENT RELATED; 165 VILLAGE STREET MEDWAY, MA 02053; PRESIDENT; SALE OF FIXED LIFE INSURANCE, LTC AND FIXED ANNUITIES; START DATE:01/30/1996; DEVOTES 1 HOUR PER MONTH; DEVOTES 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS; OVERSEE FINANCES AND INSURANCE SALES. (3) CHARLES RIVER BANK; 24 MAIN STREET MEDWAY, MA 02053; BANK; DIRECTOR; START DATE:10/1992; 6 HOURS PER MONTH DEVOTED; 6 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS; DIRECTOR RELATED. (4) HENRY M. LUKE COMPANY; NON-INVESTMENT RELATED; 165 VILLAGE STREET MEDWAY, MA 02053; CONCRETE RESTORATION AND REPAIR; PRESIDENT/DIRECTOR; START DATE:03/2004; 8 HOURS PER MONTH DEVOTED; 40 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS; OVERSEE FINANCES. (5) RICHARDSON FINANCIAL SERVICES; INVESTMENT RELATED; 165 VILLAGE STREET MEDWAY, MA 02053; REGISTERED INVESTMENT ADVISOR; PRESIDENT; 01/01/1997; 40-60 HOURS DEVOTED PER MONTH; 40 HOURS DEVOTED PER MONTH DURING SECURITIES TRADING HOURS; PRESIDENT - OVERSEE DAY TO DAY OPERATIONS. (6) EXETER, INC.; NON-INVESTMENT RELATED; 1800 SAINT JAMES BLVD HOUSTON, TX 77056; OIL FIELD SERVICES COMPANY; DIRECTOR; START DATE: 12/26/2017; 8 HOURS PER MONTH DEVOTED; 4 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS; DIRECTOR RELATED ACTIVITY. (8) BLACK CAT ISLAND CIVIC ASSOCIATION; NON-INVESTMENT RELATED; 31 LEOPARD LEAP MEREDITH NH; HOMEOWNER ASSOCIATION; FINANCIAL COMMITTEE MEMBER; STARTED 12/17/2018; LESS THAN 1 HOUR PER MONTH DEVOTED; 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS; ASSIST WITH MAINTAINING LADDERED CD PORTFOLIO. (9) ST. JOSEPH PARISH; NON-INVESTMENT RELATED; MEDWAY, MA; CATHOLIC CHURCH; MEMBER - FINANCE COMMITTEE; 2001; 1 HOURS PER MONTH DEVOTED; 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS; ADVISE ON CHURCH FINANCES. (10) 165 VILLAGE STREET TRUST; NON-INVESTMENT RELATED; 165 VILLAGE ST MEDWAY, MA 02053; OWNS COMMERCIAL BUILDING; 1998; 0 HOURS PER MONTH DEVOTED; 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS; NOMINEE TRUST. (11) SMR Ventures LLC; Personal Investment vehicle; Not investment related; 25 Cedar Farms Road, Medway, MA 02053; Manage finances; Start 1/1/2025; 0 hours during trading. (12) Midland TX Land Holding LLC; Not Investment Related; 25 Cedar Farms Road, Midland TX 79705; Commercial Real Estate; Managing Member; Start 6/4/2025; 0 hours per month during trading. (13) Walter Shuffain Advisors LLC; Accounting Tax and Consulting Business; 165 Village Street, Medway MA 02053; Not investment related; Partner; Start Date:  11/4/2025; 120 hours/month during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-23
• S63 Uniform Securities Agent State Law Examination
  1996-08-15

Other Names

• Steven Michael Richardson