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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

Freehold, NJ • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Ins Co New York NY 08/1999 Present
Metlife Securities, Inc Iselin NJ 08/1999 Present
New England Securities Iselin NJ 08/1999 Present
Walnut Street Securities, Inc. Iselin NJ 08/1999 Present
Mml Investors Services, Llc Charlotte NC 03/2017 Present
  • 08/1999 → Present
    Metropolitan Life Ins Co
    New York, NY
  • 08/1999 → Present
    Metlife Securities, Inc
    Iselin, NJ
  • 08/1999 → Present
    New England Securities
    Iselin, NJ
  • 08/1999 → Present
    Walnut Street Securities, Inc.
    Iselin, NJ
  • 03/2017 → Present
    Charlotte, NC
Previous Registrations
  • 2006-02-15 → 2017-03-25
    Msi Financial Services, Inc.
    Somerset, NJ
    Iselin, NJ
    Freehold, NJ
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-23
  • S66 Uniform Combined State Law Examination
    2004-01-23

View on SEC IAPD

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