Mark Daniel Morris

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Fayetteville, AR

Previous Registrations

• 2007-01-05 → 2013-02-13
  Morgan Keegan & Company, Llc
  Bentonville, AR
  Fayetteville, AR
• 1999-04-02 → 2007-01-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rogers, AR
  Rogers, AR

Other Businesses

(1)Name of Business: eatthefrog, LLC Address: 5 N. West AVE, Fayetteville, AR, 72701, United States Activity Type: Rental Real Estate Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 05/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Real estate, 1/3 owner of 5 N. West Ave office building - office space for Fayettevile AR RJAS office

Exams

• S66 Uniform Combined State Law Examination
  1999-03-19
• S63 Uniform Securities Agent State Law Examination
  1996-08-15