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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-15 |
| CA | RA | APPROVED | 2017-10-04 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc | Los Angeles | CA | 02/2010 | 09/2017 |
| Jpmorgan Chase Bank | Los Angeles | CA | 02/2010 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 09/2017 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 10/2017 | Present |
I*132787For profit or not for profit: Non-Profit OrganizationName of outside business organization: USA Shooting Team FoundationInvestment related: NoAddress of business: Colorado Springs, Colorado 80909Nature of business: Charitable OrganizationPosition, title, association: Advisory Board Member, Start date of relationship: 8/28/2020Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: USA Shooting Team Foundation is a support organization of USA Shooting - a 501(c)(3) non-profit chartered by the United States Olympic Committee as the National Governing Body for the sport of Shooting. This is a Board position.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-03 |
| S66 | Uniform Combined State Law Examination | 1997-11-06 |
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