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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-01-10 |
| TX | RA | APPROVED_RES | 2019-01-17 |
Branch Locations
1389 Center Drive Suite 250, Park City, UT 84098 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Grass Valley | CA | 10/2007 | Present |
| Usaf, Reserves | Antelope | CA | 06/1987 | Present |
| Arden Computers/Access Computers | Rosenville | CA | 10/1992 | Present |
1.Rental Property; 11352 Michael Way, Grass Valley, CA 95949; Condo rental; Owner; 11/9/2018; 0 hours per day; not during securities trading hours; investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-06 |
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