Brett Erich Leonhardt

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 06/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → Present
  Lpl Financial
  Kaysville, UT

Previous Registrations

• 2014-05-09 → 2023-06-14
  Cetera Wealth Services, Llc
  Salt Lake City, UT
  Murray, UT
  Salt Lake City, UT
• 2013-08-23 → 2014-05-21
  Osaic Fa, Inc.
  Salt Lake City, UT
• 2011-01-03 → 2013-08-26
  Wells Fargo Clearing Services, Llc
  Centerville, UT
  Roy, UT
  Layton, UT
  Clearfield, UT
  Syracuse, UT
  Layton, UT
  Hill Afb, UT
  Clinton, UT
  Layton, UT
• 2007-07-03 → 2011-01-03
  Wells Fargo Investments, Llc
  Layton, UT
  Clearfield, UT
  Roy, UT
• 2006-01-09 → 2007-05-24
  Key Investment Services Llc
  Salt Lake City, UT
  Boise, ID
  Tacoma, WA
  Ogden, UT
• 2005-06-13 → 2005-12-31
  Keybanc Capital Markets Inc.
  Ogden, UT

Other Businesses

1) 6/2/2023 - Calbre LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv. Related- Kaysville, UT - start date 1/1/2018- 4hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2005-06-10
• S63 Uniform Securities Agent State Law Examination
  1996-07-31