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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-29 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
2708 Bicentennial Drive Suite B, Cedar Falls, IA 50613 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cedar Falls | IA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Cedar Falls | IA | 03/2020 | Present |
Independent Insurance Brokering; Allianz Life Insurance Company of North America; 09/19/2013; .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-10-14 |
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