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Donald W Pendleton

J.P. Morgan Securities LLC

Chicago, IL

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-10-01
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

4730 W. 79Th Street, Chicago, IL 60652 • United States

8340 S. Kedzie Avenue, Chicago, IL 60652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Banc One Securities Chicago IL 02/2004 Present
J.P. Morgan Securities Llc Chicago IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Chicago IL 02/2004 Present
  • 02/2004 → Present
    Banc One Securities
    Chicago, IL
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 02/2004 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    North Riverside, IL
    Chicago, IL
    Chicago, IL
  • 2004-09-22 → 2005-07-06
    Banc One Securities Corporation
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-21
S63 Uniform Securities Agent State Law Examination 2000-05-05
  • S65 Uniform Investment Adviser Law Examination
    2004-09-21
  • S63 Uniform Securities Agent State Law Examination
    2000-05-05
Other Names
  • Donald Wesley Pendleton

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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