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Bryan Stein

Wells Fargo Clearing Services, LLC

Linwood, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-04-28
NY RA APPROVED 2022-04-27
TX RA APPROVED 2022-04-27
  • NJ RA
    APPROVED
    Since 2022-04-28
  • NY RA
    APPROVED
    Since 2022-04-27
  • TX RA
    APPROVED
    Since 2022-04-27

Branch Locations

1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Locorr Distributors Excelsior MN 09/2019 06/2020
Unemployed Voorhees NJ 06/2019 08/2019
Bny Mellon Securities Corporation New York NY 06/2020 04/2022
Wells Fargo Clearing Services, Llc. Linwood NJ 04/2022 Present
Oppenheimerfunds Distributor, Inc. New York NY 08/1999 05/2019
  • 09/2019 → 06/2020
    Locorr Distributors
    Excelsior, MN
  • 06/2019 → 08/2019
    Unemployed
    Voorhees, NJ
  • 06/2020 → 04/2022
    Bny Mellon Securities Corporation
    New York, NY
  • 04/2022 → Present
    Wells Fargo Clearing Services, Llc.
    Linwood, NJ
  • 08/1999 → 05/2019
    Oppenheimerfunds Distributor, Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-11
S63 Uniform Securities Agent State Law Examination 1996-11-18
  • S65 Uniform Investment Adviser Law Examination
    2022-04-11
  • S63 Uniform Securities Agent State Law Examination
    1996-11-18
Designations
Other Names
  • Bryan D Stein
  • Bryan David Stein

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LINWOOD, NJ
WELLS FARGO CLEARING SERVICES, LLC · LINWOOD, NJ
HORNOR, TOWNSEND & KENT, LLC · LINWOOD, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Linwood, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Linwood, NJ
MASTERS LEGACY PLANNING · LINWOOD, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · LINWOOD, NJ
JANNEY MONTGOMERY SCOTT LLC · LINWOOD, NJ

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