Daniel James Boszhardt

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-01-02
IL	RA	APPROVED	2016-09-06

TX RA
APPROVED_RES

Since 2018-01-02
IL RA
APPROVED

Since 2016-09-06

Branch Locations

120 S Riverside Suite 700, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc.	New York	NY	01/2001	09/2016
Raymond James & Associates, Inc.	Chicago	IL	09/2016	Present

01/2001 → 09/2016

Deutsche Bank Securities Inc.

New York, NY
09/2016 → Present

Raymond James & Associates, Inc.

Chicago, IL

Previous Registrations

2001-01-16 → 2016-09-06

Deutsche Bank Securities Inc.

Chicago, IL

Chicago, IL

Other Businesses

LAWRENCE HALL YOUTH SERVICES; INVESTMENT RELATED? : NO; ADDRESS: 4833 N. FRANCISCO AVE. CHICAGO IL 60625; NATURE OF BUSINESS: NON PROFIT: YOUTH SERVICES; TITLE/POSITION: TRUSTEE, EXECUTIVE COMMITTEE, BOARD PRESIDENT; START DATE OF AFFILIATION: 2009; NUMBER OF HOURS PER/MONTH DEVOTED : 10 HRS; NUMBER OF TRADING HOURS PER/MONTH DEVOTED: 0; DESCRIPTION OF DUTIES: WE DISCUSS STRATEGIC, TACTICAL & OPERATIONAL ISSUES FACING THE ORGANIZATION. WHEN NEEDED, THE BOARD WILL VOTE ON PROPOSED CHANGES, SOME OF WHICH ARE FINANCIAL DECISIONS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-08-16
S63	Uniform Securities Agent State Law Examination	1996-08-06

S65 Uniform Investment Adviser Law Examination

1996-08-16
S63 Uniform Securities Agent State Law Examination

1996-08-06

View on SEC IAPD