Neal Alan Britt

Current Employers

Employment History

• 08/2005 → Present
  Lpl Financial Llc
  Houston, TX
• 06/2015 → Present
  Sovereign Wealth Advisors, Llc
  Houston, TX

Previous Registrations

• 2015-06-29 → 2019-12-31
  Sovereign Wealth Advisors Llc
  Houston, TX
• 2002-10-23 → 2005-08-29
  Morgan Stanley Dw Inc.
  Houston, TX

Other Businesses

(1) 6/30/2015 - Sovereign Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/22/15 - 40 Hours Per Month/8 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Sovereign Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2015. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 03/22/2016: Sovereign Wealth Advisors - Non-Variable Insurance - Investment Related - 3120 Southwest Freeway Suite 500 Houston, TX 77098 - Started 02/17/2016 - 2 Hr/Mo; 1 Hour During Securities Trading - INS Types: Life, Disability, LTC (3) 08/18/2016: Sovereign Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 3120 Southwest Freeway Suite 500 Houston, TX 77098 - Started 07/01/2015 - 0 Hr/Mo; 0 Hour During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2002-10-17