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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-09-15
CA RA APPROVED 2003-03-03
  • TX RA
    APPROVED_RES
    Since 2008-09-15
  • CA RA
    APPROVED
    Since 2003-03-03

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Beverly Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Los Angeles CA 09/2002 Present
Bank Of America, N.A. Los Angeles CA 07/2011 Present
  • 09/2002 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Los Angeles, CA
  • 07/2011 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Other Businesses

I*404988 For profit or not for profit: Entity For Profit Name of outside business organization: Stasinos DBF LLC Investment related: N Address of business: Los Angeles, California, 90035 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 7/6/2020 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Family Held I*68506 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WAS INVESTMENT RELATED: N ADDRESS OF BUSINESS: 2049 CENTURY PARK EAST SUITE 1100 LOS ANGELELS CA 90067 NATURE OF BUSINESS: OTHER ML PBIG TEAM POSITION, TITLE, ASSOCIATION: INVESTMENT ASSOCIATE START DATE OF RELATIONSHIP: 12/31/2008 NUMBER OF HOURS DEVOTED: 0 ANNUALLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEAM EXPENSE ACCOUNT FOR BUSINESS PURPOSES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-18
S63 Uniform Securities Agent State Law Examination 1998-12-07
  • S65 Uniform Investment Adviser Law Examination
    2002-11-18
  • S63 Uniform Securities Agent State Law Examination
    1998-12-07
Other Names
  • Eleni Mavromati

View on SEC IAPD

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