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Matthew Philip Schupak

Ubs Financial Services Inc.

Weehawken, NJ

Port Washington, NY

CRD 2773940

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-23
  • NJ RA
    APPROVED
    Since 2017-03-23

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Port Washington, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Incorporated Jersey City NJ 06/2013 03/2017
Ubs Financial Services Weehawken NJ 03/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-14
S63 Uniform Securities Agent State Law Examination 1999-05-14
  • S65 Uniform Investment Adviser Law Examination
    2004-04-14
  • S63 Uniform Securities Agent State Law Examination
    1999-05-14
Other Names
  • Matthew Philip Schupak
  • Matthew Philip Schupak
  • Matthew P Schupak
  • Matthew Schupak

View on SEC IAPD

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