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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| KS | RA | APPROVED | 2015-12-17 |
| MO | RA | APPROVED | 2006-10-03 |
Branch Locations
Mission Farms 10601 Mission Road 3Rd Flr, Leawood, KS 66206 • United States
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Leawood | KS | 09/2006 | Present |
ECLECTIC TREASURES LLC - NOT INVESTMENT RELATED - NO ADDRESS/NO PHYSICAL LOCATION - CRAFT BUSINESS - PARTNER/CRAFTER - START DATE 10/2019 - # OF HOURS 7-10 WEEKEND OR EVENING - # OF HOURS DURING MARKET HOURS = 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-08 |
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