Scott Alan Fishman

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-24
NH	RA	APPROVED	2025-04-16

TX RA
APPROVED_RES

Since 2026-03-24
NH RA
APPROVED

Since 2025-04-16

Branch Locations

Wilton, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	05/2003	Present

05/2003 → Present

Commonwealth Financial Network

Waltham, MA

Previous Registrations

2000-06-23 → 2003-06-03

Citigroup Global Markets Inc.

Boston, MA

Other Businesses

Co-owner, Cinagogue LLC; film production; Located in Seattle, WA; as of 05/04/2021; 5% of time spent during business hours; Conducted at branch location; Not Investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-20
S63	Uniform Securities Agent State Law Examination	1997-01-09

S65 Uniform Investment Adviser Law Examination

1997-01-20
S63 Uniform Securities Agent State Law Examination

1997-01-09

View on SEC IAPD