Steven Andrew West

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2016-06-29
TX	RA	APPROVED	2016-06-23

MD RA
APPROVED

Since 2016-06-29
TX RA
APPROVED

Since 2016-06-23

Branch Locations

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bethesda	MD	06/2016	Present

06/2016 → Present

Ubs Financial Services Inc.

Bethesda, MD

Previous Registrations

2009-06-01 → 2016-07-20

Morgan Stanley

Bethesda, MD

Bethesda, MD
2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Bethesda, MD

New York, NY

Bethesda, MD
2000-04-24 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Bethesda, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-11-01

S66 Uniform Combined State Law Examination

1999-11-01

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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