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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-01 |
| TX | RA | APPROVED | 2024-03-28 |
Branch Locations
5331 Primrose Lake Circle Suite 226, Tampa, FL 33647 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tampa | FL | 05/2007 | 03/2024 |
| Bank Of America, N.A. | Tampa | FL | 12/2009 | 03/2024 |
| Raymond James Financial Services, Inc. | Tampa | FL | 03/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Tampa | FL | 03/2024 | Present |
(1)Name of Business: Address: 20005 lomond lane, tampa, FL, 33647, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: ASJ Investment Holdings LLC Address: 17407 Bridge Hill Court, Tampa, FL, 33647-3752, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/15/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am purchasing a building to operate my DBA through Raymond James. The buidling contains other suites which will be rented to other businesses. (3)Name of Business: Sloane Financial Planning Address: 15310 Amberly Dr Ste 250, Tampa, FL, 33647-1642, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/29/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: owner of DBA through RJFS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-17 |
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