Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-01
TX RA APPROVED 2024-03-28
  • FL RA
    APPROVED
    Since 2024-04-01
  • TX RA
    APPROVED
    Since 2024-03-28

Branch Locations

5331 Primrose Lake Circle Suite 226, Tampa, FL 33647 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 05/2007 03/2024
Bank Of America, N.A. Tampa FL 12/2009 03/2024
Raymond James Financial Services, Inc. Tampa FL 03/2024 Present
Raymond James Financial Services Advisors, Inc. Tampa FL 03/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 20005 lomond lane, tampa, FL, 33647, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: ASJ Investment Holdings LLC Address: 17407 Bridge Hill Court, Tampa, FL, 33647-3752, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/15/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am purchasing a building to operate my DBA through Raymond James. The buidling contains other suites which will be rented to other businesses. (3)Name of Business: Sloane Financial Planning Address: 15310 Amberly Dr Ste 250, Tampa, FL, 33647-1642, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/29/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: owner of DBA through RJFS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-02
S63 Uniform Securities Agent State Law Examination 1997-12-17
  • S65 Uniform Investment Adviser Law Examination
    2001-02-02
  • S63 Uniform Securities Agent State Law Examination
    1997-12-17
Designations
Other Names
  • Sloane Fox

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor