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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| AL | RA | APPROVED | 2015-03-30 |
Branch Locations
305 Church Street, Huntsville, AL 35801 • United States
300 Market Street Ne Suite 101, Decatur, AL 35601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Huntsville | AL | 06/2009 | Present |
| Morgan Stanley Smith Barney Llc | Decatur | AL | 11/2019 | Present |
*394381 - Lawrence County Alabama Commission; Investment Related - No; Moulton, Alabama; Government; Election Poll Official (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2020; During Business Hours: 15; After Business Hours: 0; Administrative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-28 |
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