Michael Edward Hardy

Current Employers

Employment History

• 01/2009 → Present
  Ubs Financial Services Inc.
  Sacramento, CA

Previous Registrations

• 2007-04-02 → 2009-01-20
  Morgan Stanley & Co. Llc
  Sacramento, CA
• 2001-02-22 → 2007-04-02
  Morgan Stanley Dw Inc.
  Sacramento, CA
  Sacramento, CA

Other Businesses

1. SELF RENTAL 2. SELF RENTAL 3. SELF RENTAL 4. SELF RENTAL 5)FINRA / 1735 K Street Washington,DC 20006 / No/ Non Profit / USD / No / No / / Start Date 5/24/16 /Gift of Love / 10314 Wrangler Drive Elk Grove,CA 95624 / Other/ Charities, Cultural, Educational & Political Organisations / Encourage generosity to local children's hospitals / Member of Board of Directors / / President and/or Treasurer / Start Date 10/7/2016/ 501c3 / Gift of Love Foundation / 10314 Wrangler Drive Elk Grove,CA 95624 / Foundation/ Charities, Cultural, Educational & Political Organisations / Collect and Distribute Goods and encourage youth philanthropy / Other / Director, Secretary and Treasurer / Keep minutes and financials / Start Date 6/12/2016 / 6) Placer Community Foundation/ investment related?: no / 219 Maple Street, Suite 200, Auburn, CA, 95603 US/ Community Foundation serving Placer County, California/ Help to Review Investment Performance of External Managers/ start date: 6/14/2021 7)Estate of Debora RobertsNamed Executor for my step mother. Proceeds of Estate will be put into a testamentary trust for the benefit of my 2 daughters, Sierra and Ashleigh Hardy ,CaliforniaUnited States95758Executor/Trustee of Debora Ellen Roberts estate.Start Date-5/23/2025

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-08-19
• S65 Uniform Investment Adviser Law Examination
  1996-08-19

Other Names

• Mike Hardy