Joseph Andrew Klein

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-06-29

MI RA
APPROVED

Since 2026-06-29

Branch Locations

101 E Main Ave, Zeeland, MI 49464-1757 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-05-31
MI	RA	APPROVED	2010-07-09

TX RA
APPROVED_RES

Since 2019-05-31
MI RA
APPROVED

Since 2010-07-09

Branch Locations

Zeeland Main 101 E. Main Street, Zeeland, MI 49464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fmb	Holland	MI	03/1994	Present
The Huntington Investment Company	Columbus	OH	10/1997	Present
Ameriprise Financial Services, Llc	Zeeland	MI	06/2026	Present

03/1994 → Present

Fmb

Holland, MI
10/1997 → Present

The Huntington Investment Company

Columbus, OH
06/2026 → Present

Ameriprise Financial Services, Llc

Zeeland, MI

Other Businesses

KLEIN & CO PROPERTIES POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 256 Captiva Drive, Davenport FL 33896, United States DESCRIPTION: Limited rentals of a townhome in Davenport FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-11-09
S63	Uniform Securities Agent State Law Examination	1996-09-05

S65 Uniform Investment Adviser Law Examination

2007-11-09
S63 Uniform Securities Agent State Law Examination

1996-09-05

View on SEC IAPD