Hitesh M Patel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 09/2019
  Summit Brokerage Services, Inc
  Union, NJ
• 07/2009 → 05/2021
  Summit Financial Group Inc
  Union, NJ
• 09/2019 → 05/2022
  Cetera Advisor Networks Llc
  El Segundo, CA
• 05/2022 → Present
  Lpl Financial Llc
  Linden, NJ
• 05/2022 → Present
  Northfield Bank
  Linden, NJ

Previous Registrations

• 2021-05-20 → 2022-05-05
  Cetera Wealth Services, Llc
  Warren, NJ
• 2009-07-31 → 2021-05-20
  Summit Financial Group Inc
  Morristown, NJ
  Warren, NJ
• 2003-10-29 → 2009-08-05
  Wells Fargo Clearing Services, Llc
  Jersey City, NJ
  Short Hills, NJ
  Summit, NJ

Other Businesses

1)04/29/2022 - Northfield Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2022

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-09
• S63 Uniform Securities Agent State Law Examination
  1996-08-06

Other Names

• Tesh Patel
• Hitesh Patel