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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-24 |
| SC | RA | APPROVED | 2009-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Anderson | SC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.United Way of Anderson County; Investment related No; Anderson, SC; Charity / Private Foundation; Chairman of the Board (proprietor, partner, officer, director, employee, trustee, agent); Jul 2014; During business hours: 1; After business hours: 1; *512709 - PIMCO; Investment related: No; New York, New York; Investment/Finance/Banking; Advisory Council (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours: 0.5; After business hours: 0; Other
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-16 |
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