Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-17
  • NY RA
    APPROVED
    Since 2024-09-17

Branch Locations

Basking Ridge, NJ • United States

300 Madison Ave Fl 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Weehawken NJ 05/2013 08/2023
Unemployed Basking Ridge NJ 08/2023 04/2024
Jim Dinardo New York NY 04/2024 04/2025
Kevin Luchetta New York NY 04/2024 04/2025
Stephen Schwartz New York NY 04/2024 04/2025
Northwestern Mutual Investment Services Llc New York NY 07/2024 Present
Jim Dinardo New York NY 04/2025 Present
Kevin Luchetta New York NY 04/2025 Present
Stephen Schwartz New York NY 04/2025 Present
  • 05/2013 → 08/2023
    Ubs
    Weehawken, NJ
  • 08/2023 → 04/2024
    Unemployed
    Basking Ridge, NJ
  • 04/2024 → 04/2025
    Jim Dinardo
    New York, NY
  • 04/2024 → 04/2025
    Kevin Luchetta
    New York, NY
  • 04/2024 → 04/2025
    Stephen Schwartz
    New York, NY
  • 07/2024 → Present
    New York, NY
  • 04/2025 → Present
    Jim Dinardo
    New York, NY
  • 04/2025 → Present
    Kevin Luchetta
    New York, NY
  • 04/2025 → Present
    Stephen Schwartz
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-07
  • S66 Uniform Combined State Law Examination
    2004-05-07

View on SEC IAPD

More in Basking Ridge, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor