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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-12 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
555 California St 24Th Fl, San Francisco, CA 94104 • United States
301 University Ave 2Nd Fl, Palo Alto, CA 94301 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Palo Alto | CA | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 11/2016 | Present |
953 TREAT AVENUE, LP, INV-REL, SAN FRANCISCO, CA, 14% OWNERSHIP, START: 4/2015, 0 HR/MO, 0 DURING TRADING. RENTAL PROPERTY; INV. RELATED; SAN FRANCISCO, CA; OWNER; START 6/1/2014; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-02-05 |
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