Lisa Grace Terk

Employer firm

Us Capital Global Wealth Management, LLC CRD 299885

$24.5M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 09/2016
  Whitehall Parker Securities
  San Francisco, CA
• 01/2016 → 09/2017
  The Smith Family Foundation
  San Francisco, CA
• 10/2017 → 02/2020
  Oppenheimer & Co. Inc.
  San Francisco, CA
• 03/2020 → Present
  Us Capital Global Securities, Llc
  San Francisco, CA
• 02/2022 → Present
  Us Capital Global Wealth Management, Llc
  San Francisco, CA

Previous Registrations

• 2017-10-24 → 2020-02-28
  Oppenheimer & Co. Inc.
  San Francisco, CA
• 2014-09-29 → 2016-09-15
  Whitehall-Parker Securities, Inc.
  San Rafael, CA
• 2006-11-07 → 2007-06-15
  Rbc Capital Markets, Llc
  San Francisco, CA
• 2003-12-10 → 2006-06-01
  Morgan Stanley Dw Inc.
  San Francisc, CA

Other Businesses

Starting 02/2022 Lisa Terk will be registered as an Investment Advisor with US Capital's Affiliate US Capital Global Wealth Management. Duties include investment advisory services. US Capital Global Wealth Management is located in San Francisco CA. Insperity. HR Benefits Start date 9-1-23 Business consultant and referrals. Not Investment Related. No conflicts of interest. The estimated time spent on this endeavor is 1 to 2 hours a month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-02
• S63 Uniform Securities Agent State Law Examination
  2001-04-02

Other Names

• Lisa Grace Terk
• Lisa G Terk