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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-09-14 |
Branch Locations
100 N Tampa St, Tampa, FL 33602 • United States
Land O' Lakes, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlnta | GA | 02/2016 | 03/2017 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 03/2017 |
| Regions Bank | St. Petersburg | FL | 03/2017 | Present |
| Cetera Investment Advisers Llc | St. Petersburg | FL | 07/2017 | Present |
| Cetera Investment Servces Llc | St. Cloud | MN | 07/2017 | Present |
1.)REGIONS BANK, WEALTH ADVISOR, NOT SECURITIES RELATED, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-21 |
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