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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-24 |
| VA | RA | APPROVED | 2011-06-14 |
Branch Locations
1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Richmond | VA | 06/2002 | Present |
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | Present |
KIDDWICK LLC, INV RELATED, RICHMOND, VA, 33.33% OWNERSHIP, 2 HRS PER MONTH, 0 HRS DURING TRADING, PROPERTY HOLDER;| SCIENCE MUSEUM OF VIRGINIA, NOT INV RELATED, RICHMOND, VA, INVESTMENT/FINANCE COMMITTEE, START 4/17/24, 4 HRS PER MONTH, 0 HRS DURING TRADING, RAISING AWARENESS AND FUNDS FOR THE SMV;| CC DICKINSON PRIVATE TRUST COMPANY LLC; INV RELATED; CHARLESTON, WV; SUPPORT THE CC DICKINSON FAMILY; INVESTMENT COMMITTEE MEMBER; START DATE 03/03/2025; 3 HOURS PER MONTH; 0 HOURS DURING TRADING | AUNT'S REVOCABLE TRUST; INV RELATED; DLERAY, FL; TRUSTEE; 04/2025; 6 HOURS PER MONTH; 0 DURING TRADING; SETTLE AUNT'S ESTATE POWER OF ATTORNEY PARENTS; INV RELATED; RICHMOND, VA; POA; START DATE: 09/03/2025; 3 HRS PER MONTH; 0 HRS DURING TRADING; | STUART MANOR FAMILY LIMITED PARTNERSHIP; NOT INV RELATED; LEWISBURG, WV; FAMILY HOME ;3.01% OWNERSHIP; START DATE: 03/17/2023; 1 HRS PER MONTH; 0 HRS DURING TRADING; | POWER OF ATTORNEY FOR MOTHER; INV RELATED; RICHMOND, VA; POA; START DATE: 10/10/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING; | TERRA SALIS; NOT INV RELATED; MALDEN,WV; SELL PLANTS AND MATERIAL;33% OWNERSHIP; START DATE: 01/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | IMPERIAL COAL COMPANY - MINERAL RIGHTS; NOT INV RELATED; CHARLESTON,WV; 1% OWNERSHIP; START DATE: 01/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-09 |
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