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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-24
VA RA APPROVED 2011-06-14
  • TX RA
    APPROVED_RES
    Since 2023-10-24
  • VA RA
    APPROVED
    Since 2011-06-14

Branch Locations

1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Richmond VA 06/2002 Present
Wells Fargo Advisors Llc Richmond VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 Present
  • 06/2002 → Present
    Wachovia Bank, N.A.
    Richmond, VA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Richmond, VA
  • 11/2016 → Present
    Richmond, VA
Other Businesses

KIDDWICK LLC, INV RELATED, RICHMOND, VA, 33.33% OWNERSHIP, 2 HRS PER MONTH, 0 HRS DURING TRADING, PROPERTY HOLDER;| SCIENCE MUSEUM OF VIRGINIA, NOT INV RELATED, RICHMOND, VA, INVESTMENT/FINANCE COMMITTEE, START 4/17/24, 4 HRS PER MONTH, 0 HRS DURING TRADING, RAISING AWARENESS AND FUNDS FOR THE SMV;| CC DICKINSON PRIVATE TRUST COMPANY LLC; INV RELATED; CHARLESTON, WV; SUPPORT THE CC DICKINSON FAMILY; INVESTMENT COMMITTEE MEMBER; START DATE 03/03/2025; 3 HOURS PER MONTH; 0 HOURS DURING TRADING | AUNT'S REVOCABLE TRUST; INV RELATED; DLERAY, FL; TRUSTEE; 04/2025; 6 HOURS PER MONTH; 0 DURING TRADING; SETTLE AUNT'S ESTATE POWER OF ATTORNEY PARENTS; INV RELATED; RICHMOND, VA; POA; START DATE: 09/03/2025; 3 HRS PER MONTH; 0 HRS DURING TRADING; | STUART MANOR FAMILY LIMITED PARTNERSHIP; NOT INV RELATED; LEWISBURG, WV; FAMILY HOME ;3.01% OWNERSHIP; START DATE: 03/17/2023; 1 HRS PER MONTH; 0 HRS DURING TRADING; | POWER OF ATTORNEY FOR MOTHER; INV RELATED; RICHMOND, VA; POA; START DATE: 10/10/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING; | TERRA SALIS; NOT INV RELATED; MALDEN,WV; SELL PLANTS AND MATERIAL;33% OWNERSHIP; START DATE: 01/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | IMPERIAL COAL COMPANY - MINERAL RIGHTS; NOT INV RELATED; CHARLESTON,WV; 1% OWNERSHIP; START DATE: 01/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-13
S63 Uniform Securities Agent State Law Examination 1998-10-09
  • S66 Uniform Combined State Law Examination
    2011-06-13
  • S63 Uniform Securities Agent State Law Examination
    1998-10-09
Other Names
  • Wick Henry John

View on SEC IAPD

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