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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-08-30
  • UT RA
    APPROVED
    Since 2021-08-30

Branch Locations

Toquerville, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 09/2012 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2012 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2012, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING 2) THE CHURCH OF JESUS CHRIST OF LATTER DAY SAINTS, 481 N Main St, La Verkin UT, 01/2023, Ward Clerk, Handles membership records, meetings, tithing reconciliation, and budgets, NIR, 15 HR/MO, 0 HR/MO Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-11
S63 Uniform Securities Agent State Law Examination 1996-07-18
  • S65 Uniform Investment Adviser Law Examination
    1998-05-11
  • S63 Uniform Securities Agent State Law Examination
    1996-07-18

View on SEC IAPD

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