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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2012 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2012, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING 2) THE CHURCH OF JESUS CHRIST OF LATTER DAY SAINTS, 481 N Main St, La Verkin UT, 01/2023, Ward Clerk, Handles membership records, meetings, tithing reconciliation, and budgets, NIR, 15 HR/MO, 0 HR/MO Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-18 |
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