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30 S. 17Th Street Ste 1620, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2009-03-16 |
Branch Locations
30 S. 17Th Street Ste 1620, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rtd Financial Advisors | Philadelphia | PA | 03/2009 | Present |
RICHARD HAS BEEN EMPLOYED AS THE HEAD COACH OF THE DREXEL UNIVERSITY WOMENS ICE HOCKEY TEAM SINCE 2001. THE SEASON RUNS FROM SEPTEMBER TO FEBRUARY AND HE DEDICATES APPROXIMATELY 8 HOURS PER WEEK DURING NON-TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-24 |
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