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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-07 |
Branch Locations
1608 Cape Coral Pkwy W, Cape Coral, FL 33914 • United States
15890 Summerlin Rd, Fort Myers, FL 33908 • United States
9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Myers | FL | 09/2014 | 01/2025 |
| Bank Of America, N.A. | Fort Myers | FL | 09/2014 | 01/2025 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 01/2025 | Present |
THE NIGHT OWLS BAND; NOT INVESTMENT RELATED; CAPE CORAL, FL; DRUMMER; 01/01/2018; 15 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; PLAYING LIVE MUSIC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-22 |
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