John Stephen Patsy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-05-14
NY	RA	APPROVED	2021-08-03
FL	RA	APPROVED	2018-05-21

PA RA
APPROVED

Since 2026-05-14
NY RA
APPROVED

Since 2021-08-03
FL RA
APPROVED

Since 2018-05-21

Branch Locations

900 Route 111, Ste 280, Hauppauge, NY 11788 • United States

Downingtown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Holbrook	NY	07/2009	Present

07/2009 → Present

Lpl Financial Llc

Holbrook, NY

Other Businesses

1. 03/09/2016 - LTCi Partners, CRUMP - INV REL -900 Route 111, Ste 280 Hauppauge, NY 11788 - Non-Variable Insurance - START 03/15/2016 - 8 HOURS PER MONTH, 2 DURING TRADING - agent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-11

S66 Uniform Combined State Law Examination

2008-02-11

Designations

Certified Financial Planner

Other Names

John S Patsy

View on SEC IAPD