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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-06-13
AR RA APPROVED 2024-11-12
  • KS RA
    APPROVED
    Since 2025-06-13
  • AR RA
    APPROVED
    Since 2024-11-12

Branch Locations

13220 Metcalf Suite 360, Overland Park, KS 66213 • United States

Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Adviors, Inc. Jonesboro AR 08/2024 Present
Milliman Little Rock AR 08/2011 01/2024
Agia Houston TX 08/2024 Present
Unemployed Little Rock AR 02/2024 07/2024
  • 08/2024 → Present
    Valic Financial Adviors, Inc.
    Jonesboro, AR
  • 08/2011 → 01/2024
    Milliman
    Little Rock, AR
  • 08/2024 → Present
    Agia
    Houston, TX
  • 02/2024 → 07/2024
    Unemployed
    Little Rock, AR
Previous Registrations
  • 2013-03-01 → 2013-05-21
    Wfg Advisors, Lp
    Little Rock, AR
  • 2012-06-11 → 2013-02-28
    Questar Asset Management, Inc.
    Minneapolis, MN
  • 2010-09-30 → 2012-05-09
    Securities America Advisors, Inc.
    Little Rock, AR
  • 2008-05-16 → 2009-12-31
    Little Rock, AR
  • 2003-01-02 → 2008-03-14
    Woodland Hills, CA
    Little Rock, AR
    Little Rock, AR
Other Businesses

AGIA POSITION: Agent NATURE: Non-securities insurance products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2024 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell non-securities products for AGIA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-07
S65 Uniform Investment Adviser Law Examination 1996-09-10
S63 Uniform Securities Agent State Law Examination 1996-08-30
  • S66 Uniform Combined State Law Examination
    2024-11-07
  • S65 Uniform Investment Adviser Law Examination
    1996-09-10
  • S63 Uniform Securities Agent State Law Examination
    1996-08-30
Other Names
  • Paul M Schaefer
  • Paul Michael Schaefer
  • Paul Schaefer

View on SEC IAPD

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