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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-02 |
Branch Locations
1999 Ave Of The Stars, 22Nd Fl, Los Angeles, CA 90067 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-25 |
Branch Locations
Culver City, CA • United States
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bma Securities | Rolling Hills Estates | CA | 08/2013 | 06/2017 |
| Seia Llc | Los Angeles | CA | 08/2017 | 09/2024 |
| Signator Investors, Inc. | Los Angeles | CA | 08/2017 | 11/2018 |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 08/2023 |
| Ses Inc. | Los Angeles | CA | 08/2023 | 09/2024 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 02/2025 | Present |
| Unemployed | Culver City | CA | 09/2024 | 02/2025 |
| Wells Fargo Advisors Financial Network | Los Angeles | CA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-11-07 |
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